The Compliance Auditing Program at Imperial Corporate Training Institute focuses on providing attendees with the skills necessary to effectively perform compliance audits via the identification of applicable regulations, evaluating internal control practices, and ensuring adherence to corporate governance rules. Participants will learn to be able to assess compliance processes and identify potential areas of risk, prior to those risks negatively impacting an organisation’s operations.
As part of this programme, participants will be able to build knowledge of audit planning, risk assessment, and reporting practices through a combination of theory and practical activities. The course builds on the concept of integrating compliance auditing into overall financial and operational audits, allowing professionals to provide support in achieving an organisation’s accountability and compliance.
At the conclusion of this programme, participants will have gained the confidence to apply auditing frameworks and develop and implement strategies to enhance compliance performance.
Objectives
The primary objectives of this training course are:
- Learn the principles and frameworks that guide compliance audit activities.
- Develop the skills necessary to plan, perform, and report on compliance audits effectively.
- Develop the ability to identify and assess risk from regulatory, financial, and operational perspectives.
- Acquire hands-on experience in evaluating both internal controls and Corporate Governance processes using Standards of Practice (SOP) for the Internal Audit profession.
- Increase your knowledge of documentation requirements for audit work, and reporting procedures, and follow-up processes.
- Improve your capacity to provide viable recommendations that support the organisation’s approach to meeting compliance requirements.
Target Audience
- Individuals in internal and compliance audit roles looking to improve their ability to conduct audits
- Individuals in financial audit/accounting or risk management roles
- Individuals who manage or supervise corporate governance and regulatory compliance
- Individuals conducting operational audits or quality assurance or financial oversight
- Individuals looking to pursue a career in compliance auditing or assessing regulatory risks.